Managing Broker Dealer Services
Advisory Group Equity Services is dedicated to streamlining functions for public and private issuers as well as fund sponsors. Our philosophy revolves around delivering the highest level of service to our clients while calculating the best path forward through the current regulatory and market environments. Core Managing Broker-Dealer Services include trade executing and processing, offering diligence and investor qualification, product distribution and AML and transaction centric regulatory compliance.
AGES Managing Broker-Dealer Services are performed by experienced financial professionals with over 30+ years’ experience leading issuers and sponsors through the entire transaction life cycle. Our expansive network of service providers, syndicate members and investors add value to clients throughout the process of an engagement with AGES.